Check Your Broker
The warning list is to inform the public of companies that we do not recommend to trade with, following numerous reports and complaints filed by customers regarding these non-member firms.
We strongly encourage public to provide us information about fraud or wrongdoing, which may include the conduct listed below:
Ponzi scheme, Pyramid Scheme, or a High-Yield Investment Program
Theft or misappropriation of funds
Fraudulent or unlicensed offering
False or misleading statements about a company
